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Post By: Chris Saccente
May 16, 2016

This month I was one of three presenters to address an industry group of fellow compliance officers about how to recognize cognitive impairment, undue influence and elder financial exploitation, and what to do about it when an advisor suspects something in a client’s life is going terribly wrong...



Post By: Chris Saccente
April 12, 2016

It’s Primary/Caucus Season – but it’s also Proxy Season! Is your mailbox bulging with proxy ballots and annual reports? Do you toss them in a pile to sort through later? Do you throw them out because you’ve missed the deadlines? You’re not alone!

But as a shareholder (and citizen),...



Post By: Chris Saccante
March 02, 2016

2015 was an exciting year for us – we made some great new relationships, our Client Portal is about to get even better with more integrations, TD Ameritrade is launching a whole new version of Advisor Client, and we have formed a new partnership with Everplans, to provide our clients with secure...